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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-05
MN RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • FL RA
    APPROVED
    Since 2025-02-05
  • MN RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Apollo Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Apollo Beach FL 03/2002 Present
Pruco Securities, Llc. Apollo Beach FL 03/2002 11/2024
Lpl Enterprise, Llc St. Louis Park MN 11/2024 Present
Previous Registrations
  • 2014-01-13 → 2024-11-14
    St. Louis Park, MN
    Champlin, MN
    Saint Louis Park, MN
    Apollo Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-17
  • S66 Uniform Combined State Law Examination
    2002-06-17
Other Names
  • Mari Anne Nesse

View on SEC IAPD

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