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Francois Sam Marcus

Osaic Wealth, Inc.

Roseville, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-19
  • CA RA
    APPROVED
    Since 2024-01-19

Branch Locations

508 Gibson Dr. Ste 240, Roseville, CA 95678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 09/2012 03/2019
Questar Asset Management Minneapolis MN 09/2012 03/2019
Woodbury Financial Services, Inc. Roseville CA 03/2019 Present
Woodbury Financial Services, Inc. Roseville CA 03/2019 01/2024
Osaic Wealth, Inc. Roseville CA 01/2024 Present
  • 09/2012 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 09/2012 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Roseville, CA
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Roseville, CA
  • 01/2024 → Present
    Roseville, CA
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Torrance, CA
    Vallejo, CA
    Roseville, CA
  • 2012-09-18 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Roseville, CA
  • 2008-11-17 → 2012-09-27
    Woodbury Financial Services, Inc.
    Roseville, CA
    Roseville, CA
  • 2008-07-07 → 2008-10-16
    Wamu Investments, Inc.
    Fair Oaks, CA
    Citrus Heights, CA
    Sacramento, CA
    Fair Oaks, CA
    Sacramento,, CA
Other Businesses

1. QUESTAR ASSET MANAGEMENT POSITION: Investment advisor representative. NATURE: Advisory. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2012 ADDRESS: 983 Reserve Dr, Roseville CA 95678 DESCRIPTION: Investment advisory services. 2. SELF POSITION: Buyer/seller. NATURE: Selling purchased goods on ebay. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2013 ADDRESS: 2374 Amber Falls Dr, Rocklin CA 95765 DESCRIPTION: Resale, reinvest profits. 3. NEXT LEVEL ADVISORS POSITION: Insurance agent NATURE: Fixed insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 09/07/2012 ADDRESS: 508 Gibson Dr., Ste. 240, Roseville CA 95678, United States DESCRIPTION: sales and service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-03
S63 Uniform Securities Agent State Law Examination 2002-06-28
  • S65 Uniform Investment Adviser Law Examination
    2008-07-03
  • S63 Uniform Securities Agent State Law Examination
    2002-06-28

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