Tawny Lee Britton

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2016
  Wells Fargo Advisors Llc
  Austin, TX
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 10/2019 → Present
  Morgan Stanley Smith Barney Llc
  Santa Rosa, CA

Previous Registrations

• 2016-05-27 → 2019-11-04
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Austin, TX
  Santa Rosa, CA
• 2014-12-05 → 2016-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 2013-06-10 → 2014-10-28
  Ubs Financial Services Inc.
  Austin, TX
• 2011-01-03 → 2013-06-11
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Austin, TX
• 2010-07-30 → 2011-01-03
  Wells Fargo Investments, Llc
  Austin, TX
• 2009-11-17 → 2010-07-28
  Chase Investment Services Corp.
  Austin, TX
• 2006-09-28 → 2009-10-28
  Wells Fargo Investments, Llc
  Austin, TX
  Houston, TX
  Lakeway, TX
  Austin, TX
  Austin, TX
  Austin, TX
• 2005-07-20 → 2006-09-20
  Chase Investment Services Corp.
  Round Rock, TX
  Round Rock, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-18
• S63 Uniform Securities Agent State Law Examination
  2002-07-26

Designations

• Certified Financial Planner