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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-05 |
| TX | RA | APPROVED_RES | 2021-12-08 |
| OH | RA | APPROVED | 2009-03-10 |
Branch Locations
3951 Convenience Circle Nw Suite 200, Canton, OH 44718 • United States
Key Colony Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Alliance | OH | 03/2009 | Present |
1. Jackson Local Schools Board of Education; 7602 Fulton Dr, Massillon OH 44646; Board of Education; Board of Education Member; Board of Education Policy; 01/01/2004; 3.00 Hour(s) Per Month; During securities trading hours; Not Investment-Related 2. University of Mount Union; 1972 Clark Ave Alliance, OH 44601; Higher Education; Board of Trustees; Finance, Physical Plant; 10/18/2019; 24 Hours per Year; During Securities Trading Hours; Not Investment-Related. 3. Saint Michael Church; 3430 St Michael Blvd NW, Canton, OH 44718; Church; Finance Committee Member; Budgeting and finance; 03/16/2011; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Petrovino, LLC; 840 Kintz Woods Dr Alliance OH 44601; Priv Inv; owner; 2/1/22; 5 hrs per year; not during sec trading hours; investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-29 |
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