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Current Employers
Gbs Retirement Services, Inc.

2850 Golf Road 8Th Floor, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-02
IL RA APPROVED 2020-06-26
OH RA APPROVED 2020-06-25
  • TX RA
    APPROVED
    Since 2020-07-02
  • IL RA
    APPROVED
    Since 2020-06-26
  • OH RA
    APPROVED
    Since 2020-06-25

Branch Locations

2850 Golf Road 8Th Floor, Rolling Meadows, IL 60008 • UNITED STATES

2850 Golf Road, Rolling Meadows, IL 60008 • United States

2050 Main Street, Ste. 1250, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gbs Insurance Insurance And Financial Services Woodland Hills CA 04/2016 Present
Voya Financial Advisors, Inc. Riverside CA 02/2018 12/2018
The Leaders Group, Inc. Littleton CO 09/2019 06/2020
Gbs Retirement Services, Inc. Rolling Meadows IL 06/2020 Present
Previous Registrations
  • 2018-02-28 → 2018-12-31
    Riverside, CA
    Sioux City, IA
  • 2012-03-22 → 2012-05-21
    Newport Beach, CA
    Newport Beach, CA
    New York, NY
  • 2009-12-17 → 2011-11-02
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 2008-01-28 → 2008-11-07
    Girard Securities, Inc.
    Newport Beach, CA
  • 2007-06-01 → 2008-01-25
    Msi Financial Services, Inc.
    City Of Industry, CA
  • 2005-01-24 → 2007-01-04
    Wamu Investments, Inc.
    Fullerton, CA
    Irvine, CA
  • 2003-04-23 → 2005-01-04
    Wells Fargo Investments, Llc
    Anaheim, CA
Other Businesses

1.) GBS INSURANCE AND FINANCIAL SERVICES - 1/23/2019 - 21820 Burbank Blvd, Suite 301, Woodland Hills, CA 93065 - Area Compliance Counsel - Provide compliance and legal support to an insurance marketing organization owned by Gallagher, Not Invt Rel, Compliance for fixed insurance products, 35 hrs/mo; 35 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-13
  • S66 Uniform Combined State Law Examination
    2002-06-13

View on SEC IAPD

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