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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-05-10
  • NJ RA
    APPROVED
    Since 2019-05-10

Branch Locations

60 Blue Heron Road Suite 200, Sparta, NJ 07871 • United States

119 Cherry Hill Road Suite 135, Parsippany, NJ 07054 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mark Scordato & Associates Inc Newton NJ 07/1988 Present
Gf Investment Services, Llc Sarasota FL 06/2010 04/2019
Global Financial Private Capital, Llc Sarasota FL 06/2010 04/2019
J.W. Cole Financial, Inc. Tampa FL 04/2019 Present
J.W. Cole Advisors, Inc. Tampa FL 04/2019 Present
  • 07/1988 → Present
    Mark Scordato & Associates Inc
    Newton, NJ
  • 06/2010 → 04/2019
    Gf Investment Services, Llc
    Sarasota, FL
  • 06/2010 → 04/2019
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 04/2019 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 04/2019 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2012-05-17 → 2026-07-07
    Sparta, NJ
  • 2010-06-24 → 2019-05-13
    Global Financial Private Capital, Inc.
    Parsippany, NJ
    Parsippany, NJ
    Sarasota, FL
  • 2011-02-02 → 2012-01-27
    Gelok, Scordato & Associates
    Parsippany, NJ
  • 2003-11-20 → 2010-12-31
    Gelok, Scordato & Associates
    Parsippany, NJ
  • 2007-07-25 → 2010-06-22
    Parsippany, NJ
  • 2002-10-08 → 2006-06-01
    Parsippany, NJ
    Parsippany, NJ
Other Businesses

(1) INVOLVEMENT AS AN INDEPENDENT INSURANCE AGENT OFFERING FIXED ANNUITIES, LONG TERM CARE, AND LIFE INSURANCE / PARSIPPANY, NJ / APPROVED JANUARY 28, 2005 / NON INVESTMENT RELATED. (2) MARK SCORDATO AND ASSOCIATES - DBA & RIA (3) REDLINE WFO PRODUCTIONS, LLC; START DATE 1/15/2017; CREATOR OF TV SHOW CONCEPT; PRESIDENT/CREATOR; NON-INVESTMENT RELATED; SPEND 2 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-28
  • S66 Uniform Combined State Law Examination
    2002-08-28

View on SEC IAPD

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