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Ellen A. Nastase

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

Irvine, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-08-27
TX RA APPROVED_RES 2021-05-13
CA RA APPROVED 2005-09-06
  • DE RA
    APPROVED
    Since 2025-08-27
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • CA RA
    APPROVED
    Since 2005-09-06

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brea CA 09/2005 Present
Bank Of America,Na Brea CA 09/2009 Present
Previous Registrations
  • 2002-12-16 → 2005-08-29
    Morgan Stanley Dw Inc.
    Long Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-03
  • S66 Uniform Combined State Law Examination
    2002-07-03
Other Names
  • Ellen A. Boriga
  • Aurelia Elena Boriga
  • Aurelia Elena Nastase

View on SEC IAPD

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STEPHEN CRAIG MCDERMOTT
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Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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