Michael Thomas Leverty

Employer firm

Leverty Financial Group, LLC CRD 310258

$677M regulatory AUM 18 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Leverty Financial Group, Llc

201 2Nd Street South, Hudson, WI 54016 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2020-09-16

WI RA
APPROVED

Since 2020-09-16

Branch Locations

201 2Nd Street South, Hudson, WI 54016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	St. Paul	MN	06/2002	09/2020
The Northwestern Mutual Life Insurance Company	Milwaukee	MN	02/2002	09/2020
Northwestern Mutual Wealth Management Company	Milwaukee	WI	09/2009	09/2020
Leverty Financial Group, Llc	Hudson	WI	09/2020	Present
Northwestern Mutual Investment Services, Llc	St. Paul	MN	05/2006	09/2020
Leverty & Associates Llc	Hudson	WI	01/2015	12/2020
Lfg Risk Services, Llc	Hudson	WI	09/2020	Present
Lfg Tax, Llc	Hudson	WI	01/2024	Present

06/2002 → 09/2020

Northwestern Mutual Investment Services, Llc

St. Paul, MN
02/2002 → 09/2020

The Northwestern Mutual Life Insurance Company

Milwaukee, MN
09/2009 → 09/2020

Northwestern Mutual Wealth Management Company

Milwaukee, WI
09/2020 → Present

Leverty Financial Group, Llc

Hudson, WI
05/2006 → 09/2020

Northwestern Mutual Investment Services, Llc

St. Paul, MN
01/2015 → 12/2020

Leverty & Associates Llc

Hudson, WI
09/2020 → Present

Lfg Risk Services, Llc

Hudson, WI
01/2024 → Present

Lfg Tax, Llc

Hudson, WI

Previous Registrations

2006-05-11 → 2020-09-16

Northwestern Mutual Investment Services, Llc

Hudson, WI

Edina, MN

Golden Valley, MN

Other Businesses

1) 9/2020 LFG RISK SERVICES, LLC; AFFILIATED INSURANCE AGENCY; CO-OWNER; INVESTMENT RELATED; (06/2002 INDEPENDENT LICENSED INSURANCE AGENT); LIFE, ACC & HEALTH, VA, CLI 2) MLME HOLDINGS LLC; INVESTMENT RELATED - REAL ESTATE; 100% OWNER LLC - HOLDS OFFICE BUILDING THAT HOUSES RBO; 0 HRS/MO 3) 01/2023 FOREST AND REC; MEMBER; FOREST PRESERVATION AND RECREATIONAL USE; NOT INVESTMENT RELATED; HOURS PER MONTH: 20, HOURS DURING SECURITIES TRADING HOURS: 10; MANAGE FOREST LAND AND COORDINATE LEASES. 4) 01/2021 LTLM LLC; OWNER; 201 2ND ST. S. HUDSON WI 54016; NON INVEST REL; EAL ESTATE HOLDING COMPANY; 0 HOURS SPENT ON BUSS; OWNER OF REAL ESTATE 5) 01/2024 LFG TAX, LLC; CO-OWNER; 201 2ND STREET SOUTH, HUDSON, WI 54016; NON-INVESTMENT RELATED; TAX SERVICES; TAX PREPARATION AND FILINGS; 1 HOUR/MONTH; 0 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-01
S63	Uniform Securities Agent State Law Examination	2002-06-10

S66 Uniform Combined State Law Examination

2006-06-01
S63 Uniform Securities Agent State Law Examination

2002-06-10

Designations

Chartered Financial Consultant

Other Names

Michael T Leverty

View on SEC IAPD