Donna Jean Potter

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-24
CT	RA	APPROVED	2022-10-21

Branch Locations

Oxford, CT • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citizen's Bank	Hamden	CT	10/2015	09/2016
It Works	Shelton	CT	05/2016	11/2017
Citizens Securities, Inc	North Haven	CT	09/2016	11/2017
It Works	Shelton	CT	05/2016	11/2017
Webster Bank	Southington	CT	11/2017	09/2022
Lpl Financial Llc	Southington	CT	11/2017	09/2022
Lpl Financial Llc	Oxford	CT	10/2022	Present

2017-11-20 → 2022-10-10

Lpl Financial Llc

Mattapoisett, MA

Old Lyme, CT

Branford, CT

East Haven, CT

Waterbury, CT

Southington, CT

Torrington, CT

Torrington, CT

Southington, CT
2015-11-24 → 2017-11-17

Citizens Securities, Inc.

Hamden, CT

Deep River, CT

New London, CT

Cromwell, CT

Woodbridge, CT

Deep River, CT

North Haven, CT

Johnston, RI
2014-06-09 → 2015-02-11

Cambridge Investment Research Advisors, Inc.

Milford, CT
2014-02-20 → 2014-06-10

Westport Resources Management Inc

Westport, CT
2012-05-21 → 2013-03-01

Commonwealth Financial Network

Cheshire, CT
2009-10-23 → 2012-04-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

New Haven, CT
2007-01-22 → 2009-10-23

Banc Of America Investment Services, Inc.

Hartford, CT

New Haven, CT
2005-01-19 → 2006-07-17

Newalliance Investments, Inc.

New Haven, CT

New Haven, CT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-07
S63	Uniform Securities Agent State Law Examination	2002-07-08

Other Firms