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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-18
FL RA APPROVED 2013-08-01
IA RA APPROVED 2013-05-28
NV RA APPROVED 2002-06-10
  • TX RA
    APPROVED_RES
    Since 2019-12-18
  • FL RA
    APPROVED
    Since 2013-08-01
  • IA RA
    APPROVED
    Since 2013-05-28
  • NV RA
    APPROVED
    Since 2002-06-10

Branch Locations

321 17Th St Ste A, Bettendorf, IA 52722 • United States

2470 Saint Rose Pkwy Ste 305, Henderson, NV 89074 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Davenport IA 03/2002 03/2020
Best Models And Talent Las Vegas NV 09/1999 Present
Marketpathways Las Vegas NV 01/2007 Present
Ameriprise Financial Services, Llc Bettendorf IA 03/2020 Present
  • 03/2002 → 03/2020
    Ameriprise Financial Services, Inc.
    Davenport, IA
  • 09/1999 → Present
    Best Models And Talent
    Las Vegas, NV
  • 01/2007 → Present
    Marketpathways
    Las Vegas, NV
  • 03/2020 → Present
    Bettendorf, IA
Other Businesses

Real Estate Ownership; Multi-Family; 260 Southbay dr, , Naples, FL, 34108; Not Investment-Related; 09/01/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-22
  • S66 Uniform Combined State Law Examination
    2002-05-22

View on SEC IAPD

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