Anthony Elliott Woodard

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Ohio National Life Insurance
  Cincinnati, OH
• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2005 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 06/2017
  Lawing Financial, Inc.
  Overland Park, KS
• 02/2002 → 06/2017
  Lawing Financial, Inc.
  Overland Park, KS
• 06/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → Present
  Private Client Services
  Louisville, KY
• 04/2018 → 03/2023
  Fiduciary Investment Trusts, Llc
  Overland Park, KS

Previous Registrations

• 2018-07-16 → 2023-03-20
  Fiduciary Investment Trusts, Llc
  Overland Park, KS
• 2005-10-17 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
• 2003-11-20 → 2007-04-10
  Woodard, Charles Woodbridge
  Overland Park, KS

Other Businesses

1)PRIME CAPITAL INVESTMENT ADVISORS LLC, 6201 COLLEGE BLVD, SUITE #150, OVERLAND PARK, KS, AS CHIEF COMPLIANCE OFFICER. INV REL - 6/2017. 90/MO - 90/TRADING. 2)TOXIC A$$ET$, RAYMORE, MO 64083. BEGAN 3/2013 AS LEAD GUITAR. DEVOTES 1HR/MO- NONE DURING TRADING. 3)PRIME CAPITAL INVESTMENT ADVISORS LLC, 6201 COLLEGE BLVD, SUITE#150, OVERLAND PARK, KS, 06/2017 AS ADVISORY REP OF A RIA. INV REL - 15/HR MONTH - 15/TRADING. 4) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA") A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER PROVIDES PREOFESSIONAL INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2002-04-15

Other Names

• Tony Woodard