Matthew D Simpson

Wells Fargo Clearing Services, LLC

Claim This Profile

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2022-04-22
TX	RA	APPROVED	2022-04-22

DE RA
APPROVED

Since 2022-04-22
TX RA
APPROVED

Since 2022-04-22

Branch Locations

310 Dove Run Center Blvd, Middletown, DE 19709 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Securities Llc	Newark	DE	01/2015	10/2016
Rbc Capital Markets, Llc	Wilmington	DE	10/2016	01/2022
Wells Fargo Clearing Services, Llc	Newark	DE	01/2022	Present

01/2015 → 10/2016

Jpmorgan Securities Llc

Newark, DE
10/2016 → 01/2022

Rbc Capital Markets, Llc

Wilmington, DE
01/2022 → Present

Wells Fargo Clearing Services, Llc

Newark, DE

Previous Registrations

2016-10-11 → 2022-01-20

Rbc Capital Markets, Llc

Wilmington, DE
2016-08-25 → 2016-10-18

J.P. Morgan Securities Llc

Newark, DE

New York, NY

Newark, DE
2002-05-21 → 2003-01-09

Ameriprise Financial Services, Llc

Wilmington, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-20

S66 Uniform Combined State Law Examination

2002-05-20

Other Names

Matthew David Simpson

View on SEC IAPD

Other Firms

GMK CAPITAL LLC

CENTAURUS FINANCIAL, INC.

JANNEY MONTGOMERY SCOTT LLC

GOOD LIFE ADVISORS, LLC

GREAT VALLEY ADVISOR GROUP, LLC

TRUFFLE VENTURES ADVISORS

OSAIC WEALTH, INC.

Other Investors

Anthony B Johnson

MATTHEW JOHN RILEY

Denise Lynne Devine

Christopher Steven Fantano

VINCENT CARMEN CROGNALE

ERIC DANIEL JANVIER

RYAN JONATHAN DAVIS

Remo Anthony Orsini

Other Offices

EDWARD JONES · MIDDLETOWN, DE

GMK CAPITAL LLC · MIDDLETOWN, DE

CENTAURUS FINANCIAL, INC. · Middletown, DE

JANNEY MONTGOMERY SCOTT LLC · Middletown, DE

GOOD LIFE ADVISORS, LLC · MIDDLETOWN, DE

GREAT VALLEY ADVISOR GROUP, LLC · MIddletown, DE

TRUFFLE VENTURES ADVISORS · MIDDLETOWN, DE

EDWARD JONES · MIDDLETOWN, DE

More in Middletown, DE

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor