Sindy Kong

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 04/2002 → 10/2024
  Equitable Advisors, Llc
  New York, NY
• 10/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2002-08-01 → 2024-10-03
  Equitable Advisors, Llc
  Dallas, TX
  Dallas, TX
  Plano, TX

Other Businesses

1. ATLAS ADVISORY GROUP, 6275 W Plano Parkway Suite #500, Plano TX 75093, United States, 10/01/2024, IAR, Using a Trade Name / DBA, INV REL, 120 HR/MO - 120 HR/MO TRADING 2. MEDPRO ADVISORY GROUP, 6275 W Plano Parkway Suite #500, Plano TX 75093, United States, 10/01/2024, IAR, Using a Trade Name / DBA, INV REL, 120 HR/MO - 120 HR/MO TRADING 3. INSURANCE AGENT, 6275 W Plano Parkway Suite #500, Plano TX 75093, United States, 10/21/2024, Agent, Insurance/Benefits/Human Resources, NIR, 120 HR/MO - 120 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/21/2024 5. SINDY KONG, 6275 W. Plano Pkwy, #500, Plano, TX 75093, United States, 08/01/2002, Investment Advisor Representative, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2002-07-31

Other Names

• Xiang Kong-Bybee
• Xiang Kong
• Sindy Xiang Kong-Bybee
• Sindy Kong-Bybee