James E. Armstrong

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2002 → Present
  Osaic Wealth, Inc.
  Ellenboro, NC

Previous Registrations

• 2014-03-07 → 2017-08-02
  Northstar Wealth Management, Llc
  Wake Forest, NC

Other Businesses

1) JAMES ARMSTRONG POSITION: owner NATURE: sole proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/16/2017 ADDRESS: 6549 Wakefalls Dr, Wake Forest NC 27587, DESCRIPTION: insurance sales 2) ARMSTRONG FINANCIAL SERVICES, INC POSITION: President NATURE: S-Corporation Armstrong Financial Services Inc. is used as an accounting entity, no marketing. Armstrong Wealth Management is a registered DBA of Armstrong Financial Services. Armstrong Investment Group is a registered DBA of Armstrong Financial Services. Armstrong Financial Planning is a registered DBA of Armstrong Financial Services. These DBA names are maintained to keep others in NC from encroaching on my name. Not held out to the public. Armstrong Wealth Management is an approved securities marketing name of the broker-dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2004 ADDRESS: 6549 Wakefalls Drive, Wake Forest NC 27587, DESCRIPTION: Owner of the firm. 3) ARMSTRONG FINANCIAL SERVICES POSITION: President NATURE: S corp INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/16/2018 ADDRESS: 6549 Wakefalls Drive, Wake Forest NC 27587, DESCRIPTION: Tax preparation is provided for some clients 4) AWM HOLDINGS LLC POSITION: owner NATURE: LLC formed for real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2011 ADDRESS: 6549 Wakefalls Drive, Wake Forest NC 27587, DESCRIPTION: Own the LLC for rental real estate 5) FTP KINGDOM BUILDING POSITION: President NATURE: 501c3 Non-profit created by me to provide scholarships to needy children. The entity will be funded only by my donations and will not accept outside support. The bank account will be a Pershing brokerage account under my rep code. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/31/2025 ADDRESS: 6549 Wakefalls Drive, Wake Forest NC 27587, DESCRIPTION: This non-profit will be formed to enable my family to provide tax-deductible direct scholarship funding to deserving children, primarily in the homeschool community. I will fund it, and my wife will be the primary person helping the children.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-20
• S63 Uniform Securities Agent State Law Examination
  2002-05-16

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• James E. Armstrong