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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | San Diego | CA | 03/2017 | 07/2020 |
| Mml Investors Services, Llc | San Diego | CA | 03/2017 | 07/2020 |
| Msi Financial Services | Los Angelos | CA | 07/2016 | 03/2017 |
| Pruco Securities, Llc. | Irvine | CA | 07/2020 | 11/2024 |
| Prudential Insurance Company Of America | Irvine | CA | 07/2020 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-07 |
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