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Brenda Louise Labar

LPl Enterprise, LLC

Calimesa, CA

Irvine, CA

CRD 4517754

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Calimesa, CA • United States

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company San Diego CA 03/2017 07/2020
Mml Investors Services, Llc San Diego CA 03/2017 07/2020
Msi Financial Services Los Angelos CA 07/2016 03/2017
Pruco Securities, Llc. Irvine CA 07/2020 11/2024
Prudential Insurance Company Of America Irvine CA 07/2020 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 03/2017 → 07/2020
    Massachusetts Mutual Life Insurance Company
    San Diego, CA
  • 03/2017 → 07/2020
    San Diego, CA
  • 07/2016 → 03/2017
    Msi Financial Services
    Los Angelos, CA
  • 07/2020 → 11/2024
    Irvine, CA
  • 07/2020 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Irvine, CA
Previous Registrations
  • 2020-07-21 → 2024-11-14
    Ontario, CA
    Ontario, CA
    Irvine, CA
  • 2017-03-25 → 2020-07-14
    Calimesa, CA
    Los Angeles, CA
    San Diego, CA
  • 2013-08-30 → 2017-03-25
    Msi Financial Services, Inc.
    Redlands, CA
    Murrieta, CA
    Redlands, CA
    Calimesa, CA
    Los Angeles, CA
    Calimesa, CA
    Tempe, AZ
  • 2012-10-01 → 2013-08-21
    San Jacinto, CA
    Hemet, CA
  • 2010-12-21 → 2012-10-01
    Chase Investment Services Corp.
    San Jacinto, CA
    San Jacinto, CA
    Hemet, CA
  • 2007-05-29 → 2010-12-15
    Fountain Valley, CA
    Big Bear Lake, CA
    Loma Linda, CA
  • 2006-06-26 → 2007-05-29
    Citicorp Investment Services
    Loma Linda, CA
  • 2003-12-01 → 2006-06-02
    Banc Of America Investment Services, Inc.
    Riverside, CA
    Riverside, CA
    Riverside, CA
  • 2002-11-27 → 2003-10-09
    Morgan Stanley Dw Inc.
    Redlands, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-26
S63 Uniform Securities Agent State Law Examination 2002-06-07
  • S65 Uniform Investment Adviser Law Examination
    2002-11-26
  • S63 Uniform Securities Agent State Law Examination
    2002-06-07
Other Names
  • Brenda Louise Labar

View on SEC IAPD

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