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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-05-13 |
| MD | RA | APPROVED | 2002-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | Baltimore | MD | 03/2002 | Present |
| Bank Of America,Na | Towson | MD | 11/2009 | Present |
I*110407 For profit or not for profit: Non-Profit Organization Name of outside business organization: Broadmead, INC Investment related: Y Address of business: Cockeysville, Maryland 21030 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 11/16/2017 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Asked to participate on the Investment Committee. The committee has an investment advisor, Hartland Advisors, Cleveland, OH. The committee currently has seven participants with various financial backgrounds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-31 |
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