David Osthaus Brown

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Warington, PA
• 03/2002 → Present
  Kestra Investment Services, Llc
  Warington, PA

Other Businesses

Business Name: Blue Line Sports Management LLC Investment Related: No Address: 179 Pipers Inn Drive Fountainville PA 18923 Nature of Business: Other Other/None of the Above Representation in contract negotiation Position, Title or Relationship: Owner Start Date: 6/26/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Representation in contract negotiation Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP Executive Benefits My Deferral Investment Related: Yes Address: 2500 York Road Suite 210 Jamison PA 18929 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other TPA Position, Title or Relationship: Employee Start Date: 7/10/2000 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Attorney for the underlying organization Business Name: StrategyCorps., LLC Investment Related: No Address: 2500 York Road, Suite 210 Jamison PA 18929 Nature of Business: Other Bank or Credit Union Position, Title or Relationship: referrer Start Date: 9/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: referrals Business Name: BOARD PRESIDENT CENTRAL BUCKS EAST ICE HOCKEY CLUB, INC. POSITION: Board President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/03/2022 ADDRESS: 4 West Oakland Ave., Doylestown PA 18901 DESCRIPTION: Administration for school youth hockey program.

Exams

• S66 Uniform Combined State Law Examination
  2002-06-01