Richard George Hubert Depalma

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2020-04-28
TX	RA	APPROVED_RES	2018-07-19
PA	RA	APPROVED	2018-04-06
OK	RA	APPROVED	2017-09-05
FL	RA	APPROVED	2015-06-11
AZ	RA	APPROVED	2014-09-05
IA	RA	APPROVED	2013-03-04
CA	RA	APPROVED	2010-05-27

ID RA
APPROVED

Since 2020-04-28
TX RA
APPROVED_RES

Since 2018-07-19
PA RA
APPROVED

Since 2018-04-06
OK RA
APPROVED

Since 2017-09-05
FL RA
APPROVED

Since 2015-06-11
AZ RA
APPROVED

Since 2014-09-05
IA RA
APPROVED

Since 2013-03-04
CA RA
APPROVED

Since 2010-05-27

Branch Locations

Erie, PA • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	10/2007	Present

10/2007 → Present

Centaurus Financial, Inc.

Orange, CA

Other Businesses

1. DEPALMA INVESTMENT GROUP CORPORATION POSITION: CEO NATURE: tax planning and preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2022 ADDRESS: Erie PA 16505, United States DESCRIPTION: Tax planning and preparation 2. DEPALMA INVESTMENT GROUP CORPORATION POSITION: CEO NATURE: SALE OF FIXED ANNUITIES AND LIFE INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2022 ADDRESS: Erie PA 16505, United States DESCRIPTION: TAX PLANNING AND PREPARATION FIXED ANNUITIES AND FIXED LIFE INSURANCE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-05-04
S63	Uniform Securities Agent State Law Examination	2002-05-11

S65 Uniform Investment Adviser Law Examination

2010-05-04
S63 Uniform Securities Agent State Law Examination

2002-05-11

Other Names

Richard Hubert
Richard George Hubert

View on SEC IAPD