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Jeffery Noel Spangler

LPl Financial LLC

Evanston, IL

Deerfield, IL

Northbrook, IL

Glenview, IL

Lake Forest, IL

Skokie, IL

Evanston, IL

CRD 4517438

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-06-01
  • IL RA
    APPROVED
    Since 2018-06-01

Branch Locations

Evanston, IL • United States

500 Lake Cook Rd, Ste 350, Deerfield, IL 60015 • United States

707 Skokie Blvd, Ste 600, Northbrook, IL 60062 • United States

2700 Patriot Blvd, Ste 250, Glenview, IL 60026 • United States

100 S Saunders Rd, Ste150, Lake Forest, IL 60045 • United States

5250 Old Orchard Rd, Ste 300, Skokie, IL 60077 • United States

1603 Orrington Rd, Ste 600, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Chicago IL 07/2014 05/2018
Lpl Financial Evanston IL 06/2018 Present
  • 07/2014 → 05/2018
    Pnc Investments
    Chicago, IL
  • 06/2018 → Present
    Lpl Financial
    Evanston, IL
Previous Registrations
  • 2014-07-24 → 2018-06-12
    Pnc Wealth Management Llc
    Highland Park, IL
    Deerfield, IL
    Lake Bluff, IL
    Bannockburn, IL
    Glenview, IL
    Skokie, IL
    Skokie, IL
    Skokie, IL
    Northbrook, IL
    Buffalo Grove, IL
  • 2003-05-07 → 2004-01-06
    Msi Financial Services, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-24
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2014-07-24
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23

View on SEC IAPD

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