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Timmothy Erwin Nootz

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Indian Land, SC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-03
  • NC RA
    APPROVED
    Since 2018-10-03

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Indian Land, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 07/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2017 Present
Financial Engines Overland Park KS 12/2016 05/2017
Consultant Olathe KS 08/2015 11/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-21
  • S66 Uniform Combined State Law Examination
    1999-10-21
Other Names
  • Timothy Erwin Nootz
  • Timothy Erwin Nootz

View on SEC IAPD

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