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Patrick Dennis Sherman

Edward Jones

Longmeadow, MA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-10
CT RA APPROVED 2023-10-18
MA RA APPROVED 2023-10-18
  • TX RA
    APPROVED
    Since 2023-12-10
  • CT RA
    APPROVED
    Since 2023-10-18
  • MA RA
    APPROVED
    Since 2023-10-18

Branch Locations

175 Dwight Rd Suite 301, Longmeadow, MA 01106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Enfield CT 01/2016 03/2020
Prudential Annuities Distributors Enfield CT 03/2020 07/2023
Independent Administrative Services, Llc Clearwater FL 07/2023 08/2023
Edward Jones St Louis MO 08/2023 Present
  • 01/2016 → 03/2020
    Pruco Securities, Llc.
    Enfield, CT
  • 03/2020 → 07/2023
    Prudential Annuities Distributors
    Enfield, CT
  • 07/2023 → 08/2023
    Independent Administrative Services, Llc
    Clearwater, FL
  • 08/2023 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-20
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2023-09-20
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04

View on SEC IAPD

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ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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