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Gary Todd Pancoast

LPl Financial LLC

Morristown, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-08-05
  • NJ RA
    APPROVED
    Since 2014-08-05

Branch Locations

233 South St, Morristown, NJ 07960 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Peapack-Gladstone Bank Bedminster NJ 01/2014 Present
Lpl Bedminster NJ 05/2014 Present
Murphy Capital Management, Inc. Gladstone NJ 02/2020 Present
  • 01/2014 → Present
    Peapack-Gladstone Bank
    Bedminster, NJ
  • 05/2014 → Present
    Lpl
    Bedminster, NJ
  • 02/2020 → Present
    Murphy Capital Management, Inc.
    Gladstone, NJ
Previous Registrations
  • 2020-02-12 → 2022-07-13
    Murphy Capital Management Inc
    Bedminster, NJ
    Bedminster, NJ
  • 2012-03-28 → 2013-09-20
    Florham Park, NJ
    Florham Park, NJ
  • 2003-11-06 → 2003-11-19
    J. B. Hanauer & Co.
    Parsippany, NJ
Other Businesses

1. 05/28/2014-PEAPACK GLADSTONE BANK/BANK DUTY/SENIOR MANAGING DIRECTOR, WEALTH MANAGEMENT ADVISOR. I AM RESPONSBLE FOR CLIENT DEVELOPMENT AND STRATEGY./100%/BEDMINSTER,NJ 2. 05/28/2014-PGB FINANCIAL SERVICES/DBA ONLY/BEDMINSTER,NJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-20
  • S66 Uniform Combined State Law Examination
    2012-03-20

View on SEC IAPD

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