Best Investors Account Sign in
Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-08-25
  • NH RA
    APPROVED
    Since 2021-08-25

Branch Locations

One National Life Drive, Montpelier, VT 05604 • United States

Salem, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2006 11/2016
Equity Services Inc Montpelier VT 05/2017 01/2018
Unemployed Salem NH 11/2016 04/2017
Staci Fall Salem NH 04/2017 02/2018
Santander Securities, Llc Dorchester MA 02/2018 11/2018
Santander Bank, Na Boston MA 10/2018 08/2021
Santander Securities, Llc Dorchester MA 11/2018 08/2021
Equity Services Inc Montpelier VT 08/2021 Present
National Life Group Salem NH 08/2021 Present
  • 02/2006 → 11/2016
    Commonwealth Financial Network
    Waltham, MA
  • 05/2017 → 01/2018
    Montpelier, VT
  • 11/2016 → 04/2017
    Unemployed
    Salem, NH
  • 04/2017 → 02/2018
    Staci Fall
    Salem, NH
  • 02/2018 → 11/2018
    Dorchester, MA
  • 10/2018 → 08/2021
    Santander Bank, Na
    Boston, MA
  • 11/2018 → 08/2021
    Dorchester, MA
  • 08/2021 → Present
    Montpelier, VT
  • 08/2021 → Present
    National Life Group
    Salem, NH
Previous Registrations
Other Businesses

*STACI FALL,DURABLE POWER OF ATTORNEY OF ELLEN D PETHIC,9 WRECK AVE.,SALEM, NH 03079,10/16/2023,ONGOING,NOT INV REL,NOT DURING TRD/HRS,ATTORNEY-IN-FACT,MOTHER ELLEN D PETHIC,1 HR/MTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-18
S63 Uniform Securities Agent State Law Examination 2015-11-02
S65 Uniform Investment Adviser Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    2020-11-18
  • S63 Uniform Securities Agent State Law Examination
    2015-11-02
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
Other Names
  • Staci Ellen Fall

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Montpelier, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor