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Dan C. Drummond

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-07

Branch Locations

14755 Preston Road Suite 700, Dallas, TX 75254 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Anglin Financial, Llc Dallas TX 02/2014 06/2025
Purshe Kaplan Sterling Investments Albany NY 03/2014 02/2019
Hightower Advisors, Llc Dallas TX 06/2025 Present
  • 02/2014 → 06/2025
    Smith Anglin Financial, Llc
    Dallas, TX
  • 03/2014 → 02/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2025 → Present
    Hightower Advisors, Llc
    Dallas, TX
Previous Registrations
  • 2014-02-19 → 2025-07-30
    Smith Anglin Financial, Llc
    Dallas, TX
  • 2013-05-06 → 2013-10-28
    Stratos Wealth Partners, Ltd
    Frisco, TX
  • 2011-11-09 → 2013-04-22
    Pnc Managed Account Solutions, Inc.
    Dallas, TX
    Dallas, TX
  • 2009-06-01 → 2011-10-26
    Morgan Stanley
    Plano, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Plano, TX
  • 2005-03-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Plano, TX
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-21
  • S66 Uniform Combined State Law Examination
    2005-03-21
Other Names
  • Daniel Calvin Drummond
  • Dan C Drummond
  • Dan Calvin Drummond
  • Dan C. Drummond
  • Daniel Calvin Drummond

View on SEC IAPD

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