Westlee Jay Appleton

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-06-13

TX RA
APPROVED

Since 2019-06-13

Branch Locations

2149 Del Rio Blvd Ste 105, Eagle Pass, TX 78852 • United States

2083 Fox Borough, Eagle Pass, TX 78852-4392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Eagle Pass	TX	01/2001	Present
Pfs Investments Inc	Eagle Pass	TX	05/2012	Present

01/2001 → Present

Primerica Financial Services

Eagle Pass, TX
05/2012 → Present

Pfs Investments Inc

Eagle Pass, TX

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 10/2017-Present; Rio Grande Photography - Owner; Eagle Pass, Tx.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-05-30
S63	Uniform Securities Agent State Law Examination	2012-07-28

S65 Uniform Investment Adviser Law Examination

2019-05-30
S63 Uniform Securities Agent State Law Examination

2012-07-28

View on SEC IAPD