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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-08-24
  • TN RA
    APPROVED
    Since 2018-08-24

Branch Locations

Franklin, TN • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ftb Advisors, Inc. Franklin TN 06/2016 Present
Producers Choice Llc Nashville TN 08/2018 Present
Raymond James And Associates, Inc St Petersburg FL 08/2018 Present
  • 06/2016 → Present
    Ftb Advisors, Inc.
    Franklin, TN
  • 08/2018 → Present
    Producers Choice Llc
    Nashville, TN
  • 08/2018 → Present
    Raymond James And Associates, Inc
    St Petersburg, FL
Previous Registrations
  • 2016-07-26 → 2018-08-10
    First Horizon Advisors, Inc.
    Franklin, TN
  • 2008-08-29 → 2015-01-07
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-18
S63 Uniform Securities Agent State Law Examination 2002-09-30
  • S65 Uniform Investment Adviser Law Examination
    2007-09-18
  • S63 Uniform Securities Agent State Law Examination
    2002-09-30
Other Names
  • Barry Deans

View on SEC IAPD

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