Mark A Toia

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-03-31
VA	RA	APPROVED	2003-09-23

TX RA
APPROVED

Since 2010-03-31
VA RA
APPROVED

Since 2003-09-23

Branch Locations

Herndon, VA • United States

3141 Fairview Park Drive Suite 250, Falls Church, VA 22042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	03/2002	06/2020
Equitable Advisors, Llc	New York	NY	03/2002	Present

03/2002 → 06/2020

Axa Advisors, Llc

New York, NY
03/2002 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) RENTAL PROPERTY, 605 CENTER ST, APT 105, HERNDON, VA 20170, OWNER/LANDLORD, DUTIES: MAINTAINING AND INSPECTING INTERIOR OF CONDOMINIUM. INTERACTING WITH CONDOMINIUM PROPERTY MANAGEMENT COMPANY, START DATE: 5/1/20, 10 HRS PER MO, NOT INVESTMENT RELATED; 2) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015), TRUSTEE FOR SPOUSE'S REVOCABLE LIVING TRUST, THERESA M. TOIA AND POA FOR ESTATE; 3) MARK.TOIA@LICENTIAFINANCIAL.COM;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-23

S66 Uniform Combined State Law Examination

2002-05-23

View on SEC IAPD