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Todd Clarence Pfleger

Advisory Services Network

Atlanta, GA

Hyannis, MA

CRD 4515079

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-11
  • MA RA
    APPROVED
    Since 2022-01-11

Branch Locations

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

100 Independence Drive Suite 7-925, Hyannis, MA 02601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Todd Pfleger Financial Services Hyannis MA 03/2000 12/2021
Advisory Services Network, Llc Atlanta GA 06/2021 09/2021
Advisory Services Network, Llc Atlanta GA 12/2021 Present
  • 03/2000 → 12/2021
    Todd Pfleger Financial Services
    Hyannis, MA
  • 06/2021 → 09/2021
    Advisory Services Network, Llc
    Atlanta, GA
  • 12/2021 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2000-08-02 → 2021-12-10
    Todd Pfleger Financial Services
    Hyannis, MA
    Hyannis, MA
Other Businesses

Todd Pfleger, CPA: tax preparation services since 07/2022; time spent 1-2 hours per month, none during trading hours. Investment related activity.

Designations
  • Personal Financial Specialist
Other Names
  • Todd C Pfleger

View on SEC IAPD

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