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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
5200 Tamiami Trail N Suites 103, 201 - 204, Naples, FL 34103-2817 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Naples | FL | 11/2021 | 02/2022 |
| Leo Brokerage, Llc | Hurst | TX | 03/2022 | 10/2022 |
| State Street Bank And Trust Company, Hong Kong Branch | Central | 01/2012 | 11/2016 | |
| Nomura International (Hong Kong) Limited | Central | 12/2016 | 10/2021 | |
| Castle Hill Capital Partners Inc. | New York | NY | 11/2022 | 07/2023 |
| Fidelity Investments | Naples | FL | 07/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-28 |
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