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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-07-08 |
Branch Locations
202 East Spokane Falls Blvd. Suite 304, Spokane, WA 99202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 07/2016 | Present |
| Pillar Financial Group, Llc | Lacey | WA | 07/2016 | Present |
FIXED INSURANCE SALES, INVESTMENT-RELATED, 4520 INTELCO LOOP SE 1-E, LACEY, WA 98503, INSURANCE, AGENT, START DATE-7/8/2016, 25% OF TIME SPENT ALL DURING SECURITIES TRADING HOURS. DUTIES: ADVISING AND SELLING FIXED INSURANCE BASED ON CLIENT NEEDS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-03 |
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