Brian Keith Cole

Current Employers

Employment History

• 06/2006 → Present
  Raymond James Financial Services, Inc.
  Fayetteville, AR
• 11/2006 → 12/2018
  Private Law Practice
  Fayetteville, AR
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Fayetteville, AR
• 06/2019 → Present
  Fayetteville High School Golf Booster Club
  Fayetteville, AR

Previous Registrations

• 2004-01-13 → 2006-05-18
  Arvest Wealth Management
  Fayetteville, AR
  Fayetteville, AR
  Fayetteville, AR

Other Businesses

(1)Name of Business: Cole, H Keith and Joan Address: 3878 N Crossover Rd Ste 8, Fayetteville, AR, 72703, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 07/26/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am a Co-Trustee with both of my parents on their Revocable Trust. (2)Name of Business: Signature Bank of Arkansas Address: 3878 N. Crossover Rd, Ste. 8, Fayetteville, AR 72703, Fayetteville, AR, 72703, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 12/14/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Dual employee - Signature Bank of Arkansas. I serve as President of Signature Private Wealth Management and head of the Trust Department of Signature Bank. I am the only Trust Officer at Signature Bank. (3)Name of Business: Signature Private Wealth Group Address: 3878 N Crossover Rd Ste 8, Fayetteville, AR, 72703, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (4)Name of Business: Signature Private Wealth Management Address: 3878 N Crossover Rd Ste 8, Fayetteville, AR, 72703, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-12
• S63 Uniform Securities Agent State Law Examination
  2002-04-22