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Linwood Brandt Daniel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-03
TX RA APPROVED_RES 2024-05-03
  • CA RA
    APPROVED
    Since 2024-05-03
  • TX RA
    APPROVED_RES
    Since 2024-05-03

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 12/2015 05/2024
Jp Morgan Chase Bank Na Los Angeles CA 12/2015 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2024 Present
Bank Of America N.A. Los Angeles CA 05/2024 Present
Previous Registrations
  • 2023-09-29 → 2024-05-02
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 2009-03-23 → 2013-12-24
    Comerica Securities
    Costa Mesa, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-21
S63 Uniform Securities Agent State Law Examination 2002-11-18
  • S66 Uniform Combined State Law Examination
    2009-03-21
  • S63 Uniform Securities Agent State Law Examination
    2002-11-18
Other Names
  • Brandt Daniel
  • Linwood Brandt Daniel
  • Linwood B Daniel

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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