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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-31
TX RA APPROVED 2011-10-25
  • FL RA
    APPROVED
    Since 2011-10-31
  • TX RA
    APPROVED
    Since 2011-10-25

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

13166 Atlantic Blvd, Jacksonville, FL 32225 • United States

1919 Us 1 S, St. Augustine, FL 32086 • United States

10950 Baymeadows Rd, Jacksonville, FL 32256 • United States

1031 Atlantic Blvd, Atlantic Beach, FL 32233 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jacksonville FL 10/2011 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
Previous Registrations
  • 2009-04-09 → 2011-10-25
    Morgan Keegan & Company, Llc
    Jacksonville, FL
  • 2003-03-31 → 2009-04-08
    Banc Of America Investment Services, Inc.
    Ponte Vedra Beach, FL
    Ormond Beach, FL
    Ormond Beach, FL
  • 2002-07-19 → 2003-03-17
    Morgan Stanley Dw Inc.
    Ormond Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-18
  • S66 Uniform Combined State Law Examination
    2002-06-18
Designations

View on SEC IAPD

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