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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-04-30 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Pleasanton | CA | 09/2015 | 10/2016 |
| Wells Fargo Advisors, Llc | San Francisco | CA | 01/2017 | 12/2018 |
| Unemployed | San Francisco | CA | 10/2016 | 12/2016 |
| Unemployed | Alameda | CA | 01/2018 | 01/2019 |
| Voya Financial Advisors, Inc. | Alameda | CA | 01/2019 | Present |
| Voya Retirement Advisors | San Francisco | CA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-05 |
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