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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-24 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horizon Investments Llc | Charlotte | NC | 01/2010 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 12/2015 | 11/2017 |
| Quasar Distributors, Llc | Milwaukee | WI | 08/2019 | Present |
1.) Horizon Investments; Charlotte, NC; Investment Related; Started 01/19/2010; Investment Management; Portfolio Trading and Operations Specialist; Daily trading and operations for firm; 160 hours per month with 40 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-31 |
| S66 | Uniform Combined State Law Examination | 2002-06-13 |
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