German Hornstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL
• 04/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2008-10-08 → 2016-04-01
  Credit Suisse Securities (Usa) Llc
  Miami, FL

Other Businesses

1. GLUCK STONE LLC, OWNER/MANAGING MEMBER; HOLDS PASSIVE INVESTMENTS; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- .5; INVESTMENT RELATED; KEY BISCAYNE, FL; START DATE: 8/2012; 2. GLUCK TERRA LLC, OWNER; PALM CITY, FL; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 5; PLANNING PURPOSES TO HOLD LAND / REAL ESTATE; INVESTMENT RELATED; START DAY : 3/2015 3. *255893 - NANI STONE LLC; Investment Related - Yes; KEY BISCAYNE, Florida; Real Estate, Other; Partner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2011; During Business Hours: 0; After Business Hours: 5; Administrative

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-10-06
• S66 Uniform Combined State Law Examination
  2002-06-25