Nealson Wayne Adamson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-07-13

TX RA
APPROVED

Since 2015-07-13

Branch Locations

6612 Fm 1488 Rd, Magnolia, TX 77354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Houston	TX	06/2015	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	06/2015	Present

06/2015 → Present

Bank Of America, N.A.

Houston, TX
06/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

Previous Registrations

2012-10-01 → 2013-09-30

J.P. Morgan Securities Llc

Houston, TX

Tomball, TX
2011-09-23 → 2012-10-01

Chase Investment Services Corp.

Tomball, TX

The Woodlands, TX

Mount Kisco, NY

The Woodlands, TX

Houston, TX
2011-01-03 → 2011-09-19

Wells Fargo Clearing Services, Llc

Houston, TX

Houston, TX
2002-05-06 → 2011-01-03

Wells Fargo Investments, Llc

Houston, TX

Spring, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

The Woodlands, TX

Magnolia, TX

The Woodlands, TX

The Woodlands, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-03

S66 Uniform Combined State Law Examination

2002-05-03

Other Names

Neal Wayne Adamson
Neal W Adamson

View on SEC IAPD