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John Phillip Holmes

Wells Fargo Clearing Services, LLC

Chicago, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-13
IL RA APPROVED 2026-01-29
  • TX RA
    APPROVED
    Since 2026-03-13
  • IL RA
    APPROVED
    Since 2026-01-29

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quiet Light Securities, Llc Chicago IL 04/2021 04/2023
Wells Fargo Clearing Services, Llc Chicago IL 01/2026 Present
Drw Chicago IL 01/2015 08/2020
Kai Volatility Advisors Chicago IL 03/2024 05/2025
Chicago Trading Partners Llc South Barrington IL 06/2025 12/2025
Chicago Trading Partners Llc South Barrington IL 05/2023 02/2024
Chicago Trading Partners Llc South Barrington IL 09/2020 03/2021
  • 04/2021 → 04/2023
    Quiet Light Securities, Llc
    Chicago, IL
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
  • 01/2015 → 08/2020
    Drw
    Chicago, IL
  • 03/2024 → 05/2025
    Kai Volatility Advisors
    Chicago, IL
  • 06/2025 → 12/2025
    Chicago Trading Partners Llc
    South Barrington, IL
  • 05/2023 → 02/2024
    Chicago Trading Partners Llc
    South Barrington, IL
  • 09/2020 → 03/2021
    Chicago Trading Partners Llc
    South Barrington, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-21
S65 Uniform Investment Adviser Law Examination 2024-05-10
  • S66 Uniform Combined State Law Examination
    2026-01-21
  • S65 Uniform Investment Adviser Law Examination
    2024-05-10

View on SEC IAPD

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PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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