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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-06-14
  • MS RA
    APPROVED
    Since 2022-06-14

Branch Locations

2500 Military Road Suite 9, Columbus, MS 39705 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Addicus Advisory, Llc Tupelo MS 04/2016 08/2017
Holliman Group Llc Columbus MS 07/2019 Present
Regional Enterprises Llc Flowood MS 08/2017 07/2019
Silver Oak Securities, Inc. Jackson TN 02/2020 10/2021
Silver Oak Securities Columbus MS 06/2022 Present
  • 04/2016 → 08/2017
    Tupelo, MS
  • 07/2019 → Present
    Holliman Group Llc
    Columbus, MS
  • 08/2017 → 07/2019
    Regional Enterprises Llc
    Flowood, MS
  • 02/2020 → 10/2021
    Silver Oak Securities, Inc.
    Jackson, TN
  • 06/2022 → Present
    Silver Oak Securities
    Columbus, MS
Previous Registrations
Other Businesses

Employee of Holliman Group LLC, 2500 Military Road, Ste. 9, Columbus, MS 39705, July 2019 to present, insurance business; life insurance and long term care, not investment related, office manager and involved with accounting, scheduling and maintenance, spend 250 hours per month, spend 120 hours per month during trading hours. This business is not investment related. President of AJH Management LLC, 2500 Military Road, Ste 9 Columbus, MS 39704 April 2020 to present, sales and service related to Medicare Supplements and Fixed Life Insurance, spend 40 hours per month, 40 hours during trading hours. This business is not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-21
S63 Uniform Securities Agent State Law Examination 2020-02-04
  • S65 Uniform Investment Adviser Law Examination
    2020-05-21
  • S63 Uniform Securities Agent State Law Examination
    2020-02-04

View on SEC IAPD

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