Best Investors Account Sign in

Michael William Dowling

Cetera Investment Advisers LLC

Mt. Pleasant, PA

Irwin, PA

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-01-21
  • PA RA
    APPROVED
    Since 2014-01-21

Branch Locations

659 W Main Street, Mt. Pleasant, PA 15666 • United States

Irwin, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St. Cloud MN 12/2006 Present
Standard Bank Monroeville PA 12/2006 Present
Cetera Investment Advisers Llc Mount Pleasant PA 01/2014 Present
  • 12/2006 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 12/2006 → Present
    Standard Bank
    Monroeville, PA
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Mount Pleasant, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-03
  • S66 Uniform Combined State Law Examination
    2002-05-03

View on SEC IAPD

Other Firms

KEY INVESTMENT SERVICES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
OSAIC INSTITUTIONS, INC.
STONEX ADVISORS INC.
ADVICE & PLANNING SERVICES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

JOSEPH PAUL PRICE
ROBYN LEWIS
ROGER WILLIAM KNOUSE
Krysta Lynn Cornelison
JOSEPH DANIEL MALEGO
Bradley Thomas Appleby
IOANA GAVRIS WAGLE
ERIC MICHAEL LUCKEY

Other Offices

KEY INVESTMENT SERVICES LLC · MT PLEASANT, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Mount Pleasant, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · MOUNT PLEASANT, PA
OSAIC WEALTH, INC. · MOUNT PLEASANT, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scottdale, PA
OSAIC INSTITUTIONS, INC. · Hunker, PA
STONEX ADVISORS INC. · Connellsville, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Connellsville, PA

More in Mt. Pleasant, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor