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Eric Charles Carpenter

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-06-28
  • TX RA
    APPROVED_RES
    Since 2011-06-28

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boston MA 06/2011 Present
  • 06/2011 → Present
    Morgan Stanley Smith Barney
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-10
S63 Uniform Securities Agent State Law Examination 1999-12-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-10
  • S63 Uniform Securities Agent State Law Examination
    1999-12-15

View on SEC IAPD

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