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John S Diamond

Commonwealth Financial Network

Waltham, MA

Nashua, NH

Medway, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-31
MA RA APPROVED 2016-10-14
  • NH RA
    APPROVED
    Since 2024-10-31
  • MA RA
    APPROVED
    Since 2016-10-14

Branch Locations

303 Wyman Street Suite 300, Waltham, MA 02451 • United States

61 Spit Brook Rd Suite 103, Nashua, NH 03060 • United States

Medway, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Waltham MA 12/2004 10/2016
Nylife Securities, Inc. New York NY 03/2005 10/2016
Commonwealth Financial Network Waltham MA 10/2016 Present
  • 12/2004 → 10/2016
    New York Life
    Waltham, MA
  • 03/2005 → 10/2016
    Nylife Securities, Inc.
    New York, NY
  • 10/2016 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Other Businesses

Fixed insurance sales; as of 2016; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-04-29
  • S63 Uniform Securities Agent State Law Examination
    2002-04-29
Designations
Other Names
  • John S Diamond
  • John S Diamond
  • Yanni S Diamond
  • John S Diamond
  • Yanni S Diamond

View on SEC IAPD

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