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Guillermo Garcia

Morgan Stanley

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-02-14
DC RA APPROVED 2021-11-02
TX RA APPROVED 2021-10-08
  • VA RA
    APPROVED
    Since 2022-02-14
  • DC RA
    APPROVED
    Since 2021-11-02
  • TX RA
    APPROVED
    Since 2021-10-08

Branch Locations

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 09/2008 10/2021
Morgan Stanley Smith Barney Llc Washington DC 10/2021 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2021 Present
  • 09/2008 → 10/2021
    Ubs Financial Services Inc.
    Washington, DC
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-30
  • S66 Uniform Combined State Law Examination
    2002-05-30

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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