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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-27 |
Branch Locations
1515 Fm 1960 Bypass E., Humble, TX 77338 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1515 Fm 1960 By-Pass E, Humble, TX 77338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Humble | TX | 10/2012 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 07/2017 | 08/2022 |
| Pnc Investments Llc | Humble | TX | 08/2022 | 04/2026 |
| Southstate Bank | Humble | TX | 04/2026 | Present |
| Lpl Financial Llc | Humble | TX | 04/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Southstate Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 04/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-05 |
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