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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-24 |
| TX | RA | APPROVED | 2025-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 06/2019 | 02/2025 |
| Bank Of America | Tustin | CA | 06/2019 | 02/2025 |
| Charter Communications, Llc | Anaheim | CA | 12/2018 | 06/2019 |
| Pt Mulia Ahdi Paramita | Jakarta Utara | 09/2010 | 12/2018 | |
| J.P. Morgan Securities Llc | Irvine | CA | 02/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-11 |
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