Troy John Castagna

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → Present
  Troy Castagna Ea
  Valencia, CA
• 03/2006 → 09/2025
  Avantax Investment Services, Inc.
  Valencia, CA
• 09/2006 → 09/2025
  Avantax Advisory Services
  Santa Clarita, CA
• 07/2017 → Present
  Red Circle Lodge Inc
  Washington, UT
• 07/2008 → 09/2025
  Avantax Insurance Agency, Llc
  Santa Clarita, CA
• 10/2021 → 12/2024
  Augusta Financial, Inc
  Santa Clarita, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-09-18 → 2025-09-05
  Avantax Advisory Services
  Valencia, CA
  Valencia, CA

Other Businesses

1) Elite Seats; 29215 Discovery Ridge Dr.~Santa Clarita~CA~91390~Other~Partner/General Partner~2/10/2011~10hrs~0hrs~Accounting, Tax and Financial Work 2) Rental Real Estate; 432 N. Seven Peaks Blvd. #214~Provo~UT~84606~Rental Property Owner/Management~Owner/Sole Proprietor~9/2/2002~5hrs~0hrs~Own/manage property 3) TC Financial Group; 28231 Ave. Crocker #20~Valencia~CA~91355~DBA~Owner/Sole Proprietor~9/1/2007~160hrs~80hrs~This is only a DBA for my business. I mainly do tax preparation/consulting. All investments are done through HD Vest. 4) Troy Castagna, EA; 28231 Ave. Crocker #20~Valencia~CA~91355~Tax Preparation/Accounting~Tax Preparation/Accounting~3/1/2006~10hrs~0hrs~Tax Preparation 5) CROWN ZION POSITION: Tax Preparation/Accounting NATURE: Rental Property Owner/Management INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2017 ADDRESS: 29215 Discovery Ridge Dr, Santa Clarita CA 91390, US; Rental property management 6) JOHN A. CASTAGNA, CPA POSITION: Contractor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2006 ADDRESS: 28245 Ave. Crocker #250, Valencia CA 91355, US; Tax preparation 7) RED CIRCLE LODGE, INC POSITION: Owner/Sole Proprietor NATURE: This is an in-house residential treatment center for kids (age 12-17) struggling with drug/alcohol dependency, behavioral issues, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2017 ADDRESS: 930 N Memorial St #1670, Hildale UT 84784, United States DESCRIPTION: Manage financial activities of the company(invoices, bills, etc). There are no investments being managed. 8) Tax Preparation/Accounting; ; Tax Preparation/Accounting; NIR; ; 02/01/2016; ; This is only a DBA for my business. I mainly do tax preparation/consulting. All investments are done through Avantax.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-16