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Dane William Block

Morgan Stanley

Huntsville, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-24
AL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-24
  • AL RA
    APPROVED
    Since 2009-06-01

Branch Locations

305 Church Street, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Huntsville AL 02/2002 Present
Morgan Stanley Smith Barney Huntsville AL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2002 → Present
    Huntsville, AL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Huntsville, AL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. Huntsville Downtown Redevelopment; Not Investment related; Huntsville, AL; Government / Municipality / Political; Board member (proprietor, partner, officer, director, employee, trustee, agent); Aug, 2017; During business hours: 1; After business hours: 1; Redevelop the downtown center of Huntsville, AL. 2.ecommercesales.com; Not Investment related; Sell on-line merchandise; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Sep 2017; During business hours: 0; After business hours: 1; Building ecommerce sites, selling Fan Gear and clothing for college and pro team sports teams. 4. Huntsville and Madison County Railroad Authority Board; Investment related No;Government / Municipality / Political; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2018; During business hours: 0; After business hours: 1; Manage Board for a small stretch of railroad. 5.Rocket City Bowl LLC; Investment related: Yes; CFB Bowl Game; Executive Director(proprietor, partner, officer, director, employee, trustee, agent); Aug 2018; During business hours: 0; After business hours: 1; 6.*459737 - Block Sales and Distributing, Inc ; Investment related - No ; Palm Coast, Florida ; Holding company, Family business ; Officer(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-17
S63 Uniform Securities Agent State Law Examination 2002-04-26
  • S65 Uniform Investment Adviser Law Examination
    2002-05-17
  • S63 Uniform Securities Agent State Law Examination
    2002-04-26

View on SEC IAPD

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