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8111 Douglas Avenue Suite 1350, Dallas, TX 75225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-26 |
Branch Locations
8111 Douglas Avenue Suite 1350, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 02/2002 | 02/2021 |
| Bank Of America, N.A. | Dallas | TX | 12/2009 | 02/2021 |
| Vaquero Private Wealth, Ltd. | Dallas | TX | 02/2021 | Present |
BEDFORD ADVERTISING, INC START DATE OF RELATIONSHIP: 12/10/2014 NUMBER OF HOURS DEVOTED : 2 HOUR(S) MONTHLY, NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: THE ENTITY IS AN ADVERTISING BUSINESS. PROVIDE OCCASIONAL ADVICE ON FINANCIAL MATTERS. TAKE ONE VIDEO & POST, INC. START DATE OF RELATIONSHIP: 12/10/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: THIS IS A TELEVISION PRODUCTION AND POST-PROCESSING COMPANY. PROVIDE OCCASIONAL ADVICE ON FINANCIAL MATTERS. CLARIS EVENTS LLC START DATE OF RELATIONSHIP: 5/11/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS MY WIFE'S EVENT PLANNING BUSINESS. MY INVOLVEMENT WILL BE LIMITED TO OCCASAIONAL FINANCIAL ADVICE Mr. Maynard is a licensed insurance agent; he holds his license for advisory purposes only. However, if he were to receive commissions on insurance products he recommends to clients, this service would create a conflict of interest with Vaquero clients if Mr. Maynard recommends the purchase of insurance products from which he will receive a commission. This conflict is mitigated through the fact that clients are free to purchase insurance products that Mr. Maynard recommends elsewhere.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-04 |
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