Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-14
FL RA APPROVED 2015-07-22
CO RA APPROVED 2013-01-22
NJ RA APPROVED 2011-02-08
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2016-01-14
  • FL RA
    APPROVED
    Since 2015-07-22
  • CO RA
    APPROVED
    Since 2013-01-22
  • NJ RA
    APPROVED
    Since 2011-02-08
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 10/2009 Present
Bank Of America, N.A. Tampa FL 05/2026 Present
Previous Registrations
  • 2009-06-05 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2008-12-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor