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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-08
NC RA APPROVED 2008-01-24
  • TX RA
    APPROVED
    Since 2020-04-08
  • NC RA
    APPROVED
    Since 2008-01-24

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wilmington NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wilmington NC 11/2016 Present
Previous Registrations
  • 2005-01-03 → 2008-02-22
    Truist Investment Services, Inc.
    Wilmongton, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
    Wilmington, NC
  • 2003-02-05 → 2005-01-03
    Ncf Financial Services, Inc.
    Wilmington, NC
Other Businesses

TRUSTEE OF TRUST CREATED UNDER WILL OF GREAT UNCLE; INV. RELATED; HAVELOCK, NC; START DATE 4/17/2017; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; RENTAL PROPERTY, INVT RELATED, WILMINGTON, NC, 100% OWNERSHIP, START DATE 1/10/2022, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, COLLECT RENT.; EXECUTOR FOR FATHER-IN-LAW, INV RELATED, WILMINGTON, NC, START: 3/27/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR GEO RILEY SOLO 401K PSP I401K, INV RELATED, WILMINGTON, NC, START: 10/01/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING. | BLAIR ELEMENTARY PTA; NOT INV RELATED; WILMINGTON, NC; TREASURER; 07/2025; 3 HOURS PER MONTH; 0 DURING TRADING; PROVIDE SUPPORT FOR SCHOOL AND TEACHERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2003-02-03
Designations
Other Names
  • Marie Taylor
  • Marie Taylor Chism
  • Helen Marie Taylor
  • Helen Marie Taylor
  • Helen Marie Taylor Chism
  • Helen Marie T Riley
  • Marie Taylor Riley
  • H Marie T Riley
  • Marie Riley

View on SEC IAPD

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