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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-08 |
| NC | RA | APPROVED | 2008-01-24 |
Branch Locations
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wilmington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | Present |
TRUSTEE OF TRUST CREATED UNDER WILL OF GREAT UNCLE; INV. RELATED; HAVELOCK, NC; START DATE 4/17/2017; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; RENTAL PROPERTY, INVT RELATED, WILMINGTON, NC, 100% OWNERSHIP, START DATE 1/10/2022, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER, COLLECT RENT.; EXECUTOR FOR FATHER-IN-LAW, INV RELATED, WILMINGTON, NC, START: 3/27/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR GEO RILEY SOLO 401K PSP I401K, INV RELATED, WILMINGTON, NC, START: 10/01/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING. | BLAIR ELEMENTARY PTA; NOT INV RELATED; WILMINGTON, NC; TREASURER; 07/2025; 3 HOURS PER MONTH; 0 DURING TRADING; PROVIDE SUPPORT FOR SCHOOL AND TEACHERS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-03 |
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